Series 26 License. Series 56 License. Series 6 License. Series 27 License. Series 62 License. Series 7 License. Series 30 License. Series 63 License. Series 31 License. Series 65 License. Series 11 License. Series 34 License. Series 66 License. Series 14 License. Series 51 License. How are ratings calculated? Instead, our system considers things like how recent a review is and if the reviewer bought the item on Amazon. It also analyzes reviews to verify trustworthiness. Top reviews Most recent Top reviews.
Top reviews from the United States. There was a problem filtering reviews right now. Please try again later. Verified Purchase. I passed the Series 34 examination today and this book was pretty much my only source for the exam preparation. Well written and it covered almost all the topics in the actual exam. Four test exams at the end of the book was very useful.
In my opinion the calculations in the book was harder than the real exam questions. Book was a great help for me. One person found this helpful. I bought this book and the "Exam Facts" prep book as well since it was fairly cheap. The Exam Facts book is very poorly done, I don't need to add to the many reviews posted about that book already. This book was in a different class. It's well written, well laid out, has clear explanations, lots of practice questions and explains the answers to those practice questions.
As a bonus, it also contains relevant Federal and NFA rules and regulations. This is a great study aid for anyone prepping for the Series Solid materials I am in Chapter 2 and already found the author actually confused about how to quote currency pairs.
Not sure what I will find in later chapters No good for exam prep Passed Series 34 with ease. Great book. Very concise. See all reviews. Customers who bought this item also bought. Series 3 Exam Secrets. Only 9 left in stock more on the way. Only 8 left in stock more on the way. Only 1 left in stock - order soon. Ted Seides. There's a problem loading this menu right now. Learn more about Amazon Prime. Get free delivery with Amazon Prime. Back to top.
It takes about 60 minutes to read it cover to cover. It only has definitions, no practice tests, and no math examples. The Exam Facts Series 34 book is also poorly made. It looks like a high school student printed the book in his basement. The paper quality is very poor, the margins and fonts are different on every page, many spelling errors, and about a dozen errors in the text.
I would avoid this book. This book is not worth anything. It has not been edited and really is poor. Surprising it gets this far to distribution. See all reviews. There's a problem loading this menu right now. Learn more about Amazon Prime.
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To schedule your proficiency examination, contact Thompson-Prometric. However, if you fail an exam you will be subject to a waiting period before you may take the exam again. Under the temporary licensing rules, a temporary license that was granted pending receipt of the proficiency examination results will be withdrawn if the results are not received within 20 days of the filing of the application.
In addition, the application will be withdrawn and a new application must be filed if the examination results are not received within 90 days of application filing. If you are or will be a branch manager, you must pass an appropriate examination. If you are sponsored by a firm that is dually registered as a broker-dealer, NFA will accept the Series 8, 9, 10 or Otherwise, you must pass the Series 30 exam.
Designated security futures principals for notice-registered broker-dealers must also pass the Series 30 exam. Who needs to take the Series 3? What are the proficiency requirements for individuals conducting forex business? How do I sign up to take the Series 3 or another futures proficiency examination? Who do I call to schedule my exam appointment?
How many times can I take or re-take the Series 3 or other proficiency exams?
All materials, including used and unused scratch paper, must be returned to the center staff at the end of the session. Either at the end of the allowed exam time or when you voluntarily stop the exam, the test system will determine your score and display the exam results. Your score will determine if you passed the exam. If you fail the exam, the overall percentage score and the percent of questions answered correctly in each section will appear.
If you pass the exam, the overall percentage score and percent of questions answered correctly will not appear. You will receive a printout of the exam results. The minimum passing score for the futures exams is 70 percent. On the National Commodity Futures Examination — Series 3, the candidate must receive a score of 70 percent on both parts of the exam market knowledge and regulations in order to pass.
It is your responsibility to keep a record of your exam results. Click here to access Frequently Asked Questions regarding testing. Applications are only available for online submission. This online process provides convenient credit card and electronic ACH payment options. Fees are not refundable. Please note that a sponsor is not required for any of the futures industry exams.
To access the online application, click here. Candidates that do not pass the exam will be subject to waiting periods before they are allowed to sign up to retake the exam. The candidate will have days to schedule and take the exam. To schedule an individual appointment, call Prometric at You may also schedule an appointment and see testing center locations by clicking here.
If you do not pass the exam, you will need to file another online application online and fee with FINRA and then re-register to take the exam. Another exam cannot be scheduled until re-registration has taken place. Candidates will be subject to the following waiting periods between exams if they have failed the Series 3, Series 30, Series 31, Series 32 or Series 34 within the past two years:.
Questions may also be addressed by sending an email to gatewayweb finra. A multiple appointment is when five or more candidates are being scheduled for multiple exams for various dates and testing center locations. Multiple appointments are handled directly by the exam vendor. Please contact Prometric Testing Centers at to schedule multiple appointments. A group appointment is when five or more candidates are being scheduled to take the exact same exam at the same time at the same testing center location.
Procedures for scheduling a group appointment can be found by clicking here. FINRA administers exams abroad in selected foreign cities. For more information on foreign exam locations, phone numbers for scheduling appointments at a foreign location or foreign test center policies and procedures, click here. Candidates with LEP are persons who 1 do not speak English as their primary language and 2 have limited ability to read, speak, write and understand the English language.
FINRA will notify its test delivery vendor that a candidate is eligible to receive additional time to complete the examination. For exams up to 2 hours, an extra 30 minutes will be added to the session. For exams longer than 2 hours, an extra 60 minutes will be added to the session. Procedures for requesting additional time for your exam session can be found by clicking here.
Procedures and forms for requesting special accommodations for taking an exam can be found here. Those in need of accommodations should contact FINRA for information about a possible special testing arrangement that can be handled on a case-by-case basis. FINRA assesses a fee for individuals who cancel or reschedule a qualification examination within three to ten business days of a scheduled appointment date.
To avoid cancellation or rescheduling fees, individuals seeking to alter their scheduled appointment must do so a minimum of 10 business days in advance. Appointments cancelled or rescheduled within 10 business days will result in the assessment of one of the following fees:. The cancellation or reschedule will be considered timely if effected according to the following schedule:.
In addition to the official rulebooks of the exchanges, literature on trading futures, options on futures and individual markets is helpful in preparing for the examination. Please contact individual exchanges in order to obtain pricing lists, publication catalogs and order forms. NFA publishes several regulatory guides to help its Members meet their regulatory obligations.
These include:. Updated periodically. Current editions may be viewed here. When published as promulgated, U. Public Laws, federal regulations and decisions of administrative and executive agencies and courts of the United States are in the public domain.
However, their arrangement and compilation, and historical, statutory, and other notes and references, along with all other material in this publication, are subject to the copyright notice. The following is a general listing of the major subject areas covered by the examination and does not represent an exhaustive list of the actual test questions.
An individual who is a Branch Office Manager and an AP must pass the Series 30 within the two years preceding their application unless:. An individual may use the Series 32 if, within the two years prior to filing the application, they have been registered or licensed to solicit customer business in futures in a jurisdiction outside of the United States currently UK and Canada only.
In the UK, an individual would need to have been approved as Control Function 30 CF30 within the two years prior to filing the application and also submit one of the following Certificates in Derivatives: Derivatives - Level 3 or Financial Derivatives - Level 3.
Passing the Series 34 Retail Off-Exchange Forex exam is nowhere near as difficult as obtaining any one of the three aforementioned designations or completing a Ph. Series 34 comprises 40 multiple choice questions that cover topics such as forex trading calculations, forex regulatory requirements, and basic forex indicators. This includes "persons who solicit orders, exercise discretionary trading authority, and operate pools with respect to off-exchange retail forex.
The forex market offers many diverse career opportunities that will often dictate the required extra credentials to break into the field. Brokers will typically seek the series 34, hedge fund quants are likely to hold PhDs, risk managers tend to pursue the FRM designation, institutional investors are likely to benefit from the CFA designation, and traders frequently take the CMT path. Ambitious finance individuals may even combine numerous designations and programs to best suit their needs.
CFA Institute. Global Association of Risk Professionals. CMT Association. Commodity Futures Trading Commission. Financial Advisor Careers. Your Money. Personal Finance. Your Practice. Popular Courses. Key Takeaways Several educational programs help forex traders enhance their skills and broaden their knowledge within their field. The Chartered Financial Analyst program includes learning objectives focused on forex topics.
The CMT program emphasizes practical applications of chart patterns, which most forex traders understand. Article Sources. Investopedia requires writers to use primary sources to support their work. These include white papers, government data, original reporting, and interviews with industry experts.
We also reference original research from other reputable publishers where appropriate. You can learn more about the standards we follow in producing accurate, unbiased content in our editorial policy. Compare Accounts. The offers that appear in this table are from partnerships from which Investopedia receives compensation. Related Articles. Partner Links. Forex Training Definition Forex training, broadly, is a guide for retail forex traders, offering them insight into successful strategies, signals and systems.
Understanding Research Analysts A research analyst is a professional who prepares investigative reports on securities or assets for in-house or client use.